Welcome to the Law Offices of Nichlolas Taldone, Esquire
Nicholas J. Taldone has been practicing business law for over 30 years, the last 14 of which have been focused on investment disputes. The main focus of the law practice of Nicholas Taldone is representing the public in securities arbitration and litigation matters. The firm also handles employment matters for securities industry and insurance industry employees and other securities issues.
The Law Offices of Nicholas Taldone is a boutique law firm that handles select claims. Mr. Taldone personally ensures that the number of cases in which the firm is engaged is never so numerous that it prevents the kind of one-on-one service to clients that they deserve.
Mr. Taldone’s background makes him uniquely qualified to handle investment disputes. He worked for the New York State Senate from 1975-1979, obtaining an invaluable perspective on how the legislative process functions. He worked for major New York law firms on behalf of Fortune 100 companies which provided insight into how attorneys for big financial institutions approach their cases. His role as an inside counsel for an International Fortune 100 company from 1984-1989 that engaged in many of that eras biggest corporate transactions provided insight on how the capital markets work.
Mr. Taldone serves as an arbitrator with the American Arbitration Association and FINRA. Mr. Taldone is well-respected on both sides “of the aisle”. He is frequently asked by attorneys to serve as an arbitrator or mediator in securities cases because of his knowledge of the law and application of fairness to the process.
Mr. Taldone is also a mediator for the American Arbitration Association, the U.S. Post Office and FINRA. He is admitted to practice in the states of Florida, New Jersey, New York and California. He is admitted to appear before the courts of all the prior states as well as the U.S. Supreme Court and the Eleventh Circuit Court of Appeals.
Latest News
Why Forced Arbitration Doesn’t Work
WHY FORCED ARBITRATION DOESN’T WORK In the securities industry today, most broker/dealers require investors to sign contracts requiring mandatory arbitration in the event of wrongdoing to be submitted to the Financial Industry Regulatory Authority. FINRA is a self-regulatory organization, or … Continue reading
Fiduciary Duties and Dodd Frank
Sophisticated Ladies And Fiduciary Duties After Dodd Frank On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act, the (Dodd-Frank Act), which significantly changed the regulation of financial institutions and the financial … Continue reading